5.27.2013

Archipelagic waters

Archipelagic waters are the waters inside and around an archipelago. Article 46 of The United Nations Convention on the Law of the Sea of 1982 (UNCLOS 1982) treats “archipelago” as a group of islands, including parts of islands, interconnecting waters and other natural features which are so closely interrelated that such islands, waters and other natural features form an intrinsic geographical, economic and political entity, or which historically have been regarded as such. It has to be noted here that archipelagic waters which are waters within the archipelagic baselines are not internal waters. The legal concept of archipelagic waters is without prejudice for the right of the state to draw lines for the delimitation of internal waters in accordance with Articles 9, 10, and 11[1] for the mouths of rivers, bays, and ports. Such lines of delimitation are known as closing lines rather than baselines as in the territorial sea concept,[2] as they serve only as the boundary for waters completely outside the jurisdiction  of the Convention (internal waters) and do not act as the starting point for establishing zones. There is no right of innocent passage in internal waters enclosed by closing lines, even if they were not considered internal waters previously, a further contrast to the territorial sea concept.[3] If we refer to those articles, we can see that there are two kinds of baselines within the Archipelagic State. The first one is the baseline which is usually used in bays, mouths of rivers, and ports, that makes the waters inside that baseline recognized as internal waters where no rights of innocent passage allowed. The second one is the Archipelagic Baseline, which has been described in the previous section. The waters inside this baseline are recognized as Archipelagic Waters where there are some rights given to international community.
The sovereignty of an archipelagic State extends to the waters enclosed by the archipelagic baselines drawn in accordance with article 47, described as archipelagic waters, regardless of their depth or distance from the coast.[4] And this sovereignty extends to the air space over the archipelagic waters, as well as to their bed and subsoil, and the resources contained therein.[5] From these two paragraphs above, we can see that an archipelagic State has sovereignty over its archipelagic waters, moreover it also extends to the air space over the archipelagic waters, as well as to their bed and subsoil, and the resources contained therein. However, this sovereignty is subject a number of rights enjoyed by third states.
Those rights are specifically explained on the UNCLOS 1982 in Article 51, Article 52, and Article 53. Paragraph 1 Article 51 indicated that an archipelagic State shall respect existing agreements with other States. This provision was presumably inserted to avoid any possible conflict between an archipelagic State’s rights under UNCLOS 1982 and its obligations under prior agreements, and is an exception to the general provision under article 311 dealing with the relationship of the Convention and prior treaties.[6] Moreover, this paragraph also stated that archipelagic state shall recognize traditional fishing rights and other legitimate activities of the immediately adjacent neighboring States in certain areas falling within archipelagic waters. In paragraph 2, Article 51 then gives explanations about existing submarine cable. If we read that article, we can see that Archipelagic States are to respect existing submarine cables laid by other States and passing through their waters without making a landfall. And the archipelagic stare are to permit the maintenance and replacement of such cables upon receiving due notice of their location and the intention to repair or replace them. Then, an archipelagic state may not forcibly revoked foreign country’s submarine cables if there is no agreement from that country who laid the cables. The foreign states do not have any rights to plant any new submarine cables after a country has declared itself to be an archipelagic state. Foreign states have rights only with regard to existing cables. In part IV of UNCLOS 1982, we can only see the regulations about the submarine cable. There are no provisions that regulate pipelines along the archipelagic waters. Because of that, there is a possibility that an archipelagic state can require pipelines removal to a state that is also a party to UNCLOS 1982. However, if the State owning the pipelines is a non UNCLOS 1982 party, the relationship between the archipelagic state and the State owning the pipelines will be governed by the customary international law or by agreements that concluded between countries. For example, Indonesia and Malaysia signed an agreement in 1982. This agreement has provisions guaranteeing navigation and over flight between East and West Malaysia, deals with cables linking East and West Malaysia and passing through Indonesian waters, and permits Malaysian fisherman to fish by traditional methods in part of Indonesia’s archipelagic waters east of the Anambas Islands, an area where Malaysian fishermen have fished for decades. After that, this agreement also permits Malaysia to lay new cables and pipelines through Indonesian waters provided that this does not interfere with the exploitation of sea-bed mineral resources by Indonesia within its territorial sea and archipelagic waters, and requires Indonesia to protect existing cables and pipelines.[7]
            Article 52 and 53 of UNCLOS 1982 then regulating matters concerning navigational rights that given to foreign countries by the archipelagic states. These navigational regimes were a debate issue in the production of the Law of the Sea Convention. The debate was specifically discuss about the will of archipelagic states that wanted to be recognized as complete and encompassing nations, coastal states that wanted to increase the limit of their territorial seas, and maritime countries were determined to retain their vital commercial and strategic access to sea lanes through these coastal states. But finally, the debate resulted in provisions about right of innocent passage and archipelagic sea lanes passage that stated in Article 52 and 53 UNCLOS.
            Article 19 paragraph 1 of UNCLOS 1982 decribed that passage is innocent so long as it is not prejudicial to the peace, good order or security of the coastal State.[8] This innocent passage according to UNCLOS 1982 applies only to the territorial seas of the state. According to article 52 paragraph 1 UNCLOS 1982, the ships of all States enjoy in archipelagic waters the same right of innocent passage as they enjoy in the territorial sea. And in addition, in article 52 paragraph 2 it is stated that this right may only be suspended temporarily and in specified areas, for security reasons, after due notice has been given. Based on Article 53 of UNCLOS, archipelagic sea lane passage means the exercise of the rights of navigation and over flight in normal mode solely for the purpose of continuous, expeditious and unobstructed transit between one part of the high seas or an exclusive economic zone and another part of the high seas or an exclusive economic zone.[9] This right could be exercised in two instances, first, in all normal passage routes used for international navigation or over flight through or over archipelagic waters and its adjacent territorial sea; second, in sea lanes or air routes which the concerned archipelagic state has specifically designated.[10]
            This particular regime of archipelagic sea lanes passage guarantees that ships and aircrafts of other States have the right to pass through and over archipelagic waters on designated sea lanes and air routes.[11] It is very different with what we understand about the right of innocent passage. The following instances constitute distinctions between two principles of innocent passage and archipelagic sea lane passage with regard to passage through archipelagic waters:[12]
1.      The right of innocent passage requires that submarines and other under water vehicles should navigate on the surface, showing their flags; whereas in archipelagic sea lane passage, underwater vehicle is allowed to navigate under normal mode which is possible that it pass underwater;
2.      There is no right of over flight in areas where innocent passage is allowed while in    archipelagic sea lane, over flight is permitted;
3.      The right of innocent passage  could be suspended in certain cases like when there is military exercise or the State has to deal with local crises but archipelagic sea lane passage cannot be suspended, it may only be substituted;
4.      With regard to warships, there are no precise rules under international law that would require countries to give prior notice on innocent passage of warships; other countries necessitate prior notice while some do not require but in archipelagic sea lane passage, prior notification on the passage of warship through it is explicitly not required; 
5.      The provisions on archipelagic sea lane do not include the possibility of cooperation between the archipelagic State and user States in terms of establishment of safety rules on navigation and the prevention and control of pollution from ship through archipelagic sea lane are not covered by this concept.
We can see from what has been mentioned above, that regulations about archipelagic sea lanes passage is not as strict as the regulations about the right of innocent passage. Beside the differences between the archipelagic sea lanes passage and innocent passage, there are similar characteristics between archipelagic sea lanes passage and transit passage through and over straits used for international navigation. Article 54 of UNCLOS specifically states that provisions on transit passage in article 39, 40, 42, and 44, shall be applied mutatis mutandis  to the regime of archipelagic sea  lane passage. Emphasis should be made on the following similarities:[13]
1.      The rights of transit passage and archipelagic sea lane passage include overflight for aircraft as well as navigation for ships;
2.      Ships exercising right of transit or archipelagic sea lane passage may use their normal mode of transit, hence, surface warship may pass through sea lane in a manner necessary for their security to include formation steaming and recovery of aircraft;
3.      Both rights may never be suspended for reason of national security, even temporarily.
The foregoing circumstances do not apply to right of innocent passage. On the other hand, these rights differ from one another under the following aspects:[14]
1.      Transit passage signifies exercise  of freedom, while archipelagic sea lanes passage is the exercise of the rights of navigation or overflight; 
2.      As a matter of general right, ships and aircrafts enjoy right of transit passage through straits. On the other hand, they  enjoy a general right of sea lanes passage if the archipelagic state designates; otherwise this right “may” be exercised through the routes used for international navigation;
3.      Unlike in the case of transit passage, both sea lanes and air routes must be established on axis lines within archipelagic waters
4.      All normal passage routes used for  international navigation should be included in designating archipelagic sea lanes and air routes, whereas; it is not a requirement in transit passage;
5.      The right of overflight under archipelagic sea lanes passage is restricted to air routes above sea lanes, unlike in the freedom of overflight within transit passage regime. This means that overflight should be made strictly above the designated sea lanes or routes normally used for international navigation, in the absence of designated sea lanes.
Basically, archipelagic sea lanes cater to the needs of user states so they could have uninterrupted navigation through archipelagic waters. They facilitate the unobstructed passage of military vessels and aircrafts over the waters of the archipelagic state. [15]In order to protect its maritime security in relation to the establishment of archipelagic sea lane passage, the archipelagic state may, under Article 42 UNCLOS,  adopt laws and regulations relating to sea lane passage in respect of safety of navigation, prevention and control of pollution, prevention of fishing and the loading and unloading of any commodity, currency or person or sanitary laws or regulation.[16]While it is true that designating archipelagic sea lane passage is the ultimate responsibility of archipelagic States to the international community, it shall also be considered that maintaining territorial integrity is paramount to other obligations. There are certain important interests which the archipelagic state cannot give up, for instance its maritime security, to satisfy concerns  of the user states. Hence, designation of archipelagic sea lanes shall be viewed as the greatest contribution of archipelagic states to the international community, particularly to major maritime powers because their right to navigation through archipelagic waters is being upheld and guaranteed.[17] 
Indonesia, as one of the biggest archipelagic States that exist in this world, without any doubt already has the archipelagic sea lanes passage that has been published by the IMO. This archipelagic sea lanes passage was accepted by the IMO in the 1998. The accepted proposal of Indonesia consists of the following three north-south routes of archipelagic sea lanes passage:[18]
·         ASL I:   Sunda Strait – Karimata Strait – Natura Sea – South China Sea 
·         ASL II: Lombok Strait – Makasar Strait – Sulawesi Sea
·         ASL III A: Sawu Sea – Ombai Strait – Banda Sea (West part of Burn Islands) – Seram Sea (Eastern part of Mongole Island) – Maluku Sea - Pacific Ocean 
·         ASL III B: Timor Sea – Leti Strait – Banda Sea (West part of Burn Islands) – Seram Sea (Eastern part of Mongole Island) – Maluku Sea - Pacific Ocean 
·         ASLIII C: Arafura Sea – Banda Sea (West part of Burn Islands) – Seram Sea (Eastern part of Mongole Island) – Maluku Sea - Pacific Ocean 
ASL I facilitates navigation from the Indian Ocean, through Sunda Strait while ASL II, the central route, facilitates navigation from Indian Ocean through Lombok Strait and Makassar Strait and to Sulawesi Sea and Pacific Ocean and Philippine waters and lastly ASL III, which is in the southern part with three branches, facilitates the navigation from Timor Sea and Arafura Sea to the Pacific Ocean through Sawu Sea, Banda Sea, Seram Sea and Molucca Sea. [19]All these routes were indicated in the map submitted to the IMO. It may be noted that the designation did not include east-west route although the user states insist on this issue.
This IMO resolution was implemented by Indonesia through Indonesian Government Decree No. 37/2002 dated 28 June 2002 and referred to as Alur Laut Kepulauan Indonesia (ALKI). With this sea lanes passage, Indonesia hold the title to be the very first archipelagic State to designate archipelagic sea lanes passage.






[1] Art 50
[2] Art 5
[3] Art 8 para 2
[4] Art 49 para 1
[5] Art 49 para 2
[6] R.R. Churchill and A. V. Lowe, The Law of The Sea, 3rd edn (Manchester: Manchester University Press, 1999), p. 125.
[7] Ibid, p. 27.
[8] Art 19
[9]  Mark J. Valencia and James Barney Marsh, ‘Access to Straits and Sea lanes in Southeast Asian Seas:
Legal, Economic and Strategic Considerations’, Journal of Maritime Law and Commerce, 16 (1985) p.522
[10] Constance Johnson, ‘A Right of Passage: the IMO Consideration of the Indonesian Archipelagic Sea
Lanes Submission’, The International Journal Of Marine and Coastal Law, 15 (2000) p.318
[11] Vivien Jane Evangelio Cay, ‘Archipelagic Sea Lanes Passage and Maritime Security in Archipelagic Southeast Asia’ (M.Sc. thesis, World Maritime University, 2010), p. 34

[12] Ibid, p. 35

[13] Ibid, p. 36
[14]Ibid, p. 37
[15] Ibid
[16] Ibid
[17] Ibid, p. 38
[18] Ibid, p. 44
[19] Ibid, p. 45

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